measures for investor protection. In this regard, the SEC Office may specify additional requirement 1 Law on Securities and Exchange means the Securities and Exchange Act B.E. 2535(1992) 5 for applicant to
Privacy Policy Personal Data Protection Policy for Trading in Secondary Market The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
significant requirements have been added; for instance:- Shares publicly offered must be listed on the Stock Exchange of Thailand;- Regulatory mapping in the area of investor protection must be prepared
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ โปรดรอสักครู่... เรื่อง : สัมมนาเรื่อง “การเตรียมความพร้อมกรรมการ และผู้บริหารระดับสูงในเรื่อง Personal Data Protection” (ฺBO) วันที่ : 05/03/2020
22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18
), aimed at encouraging businesses and stakeholders to support environmental protection and provide fundraising channels. Additionally, the SEC Spokesperson discussed efforts to prevent investment scams on
regulation. Key highlights included: (1) Utilizing AI to detect suspicious trading behaviors and potential misconduct, aimed at promoting transparency and strengthening investor protection, and (2) Building an
Budsaratragoon, SEC Secretary-General, presided over the opening ceremony and gave a lecture to shareholder rights protection volunteers emphasizing the importance of enhancing trust and confidence in the Thai
ดูแลของประเทศต่าง ๆ ในเอเชียแปซิฟิก ในงาน BNM-OECD Conference on Financial Education and Financial Consumer Protection in Asia-Pacific ซึ่งจัดโดยองค์การเพื่อความร่วมมือทางเศรษฐกิจและการพัฒนา (OECD
attract investment and fundraising that prioritize environmental protection, social development and sustainability, which is another important role of the capital market in driving forward the