) the Government Pension Fund; (11) provident funds; 1 As amended by the Notification of the Securities and Exchange Commission No. Kor Khor. 40/2547 Re: Rules, Conditions and Procedures for Securities
. Clause 21. A securities company shall clearly determine the method and procedure for amending the trading transaction of the client in writing. Moreover, securities company shall monitor the amended
the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), and Section 100, Section 109 and Section 117 of the Securities and Exchange Act
Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) , and Section 100, Section 109 and Section 117 of the Securities and
, Section 199 and Section 217 of the Securities and Exchange Act B.E. 2535 (1992), and Section 140 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 2
respect of derivatives business similar to the case of issuance of license for securities business which is closely related with derivatives business. Amended by the Notification of the Securities and
1 Amended by the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 9/2554 Re: Approval for Undertaking of Derivatives Business (No.2) dated 28 April 2011 (effective on 1 May
any loss or damages arising out of or in connection with its use. Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) By the virtue of