Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)

Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Rules for Custody of Customer Assets and Essential Details of Custody Agreement

Companies Concerning the Connected Transactions, 2003. The total value of the Transaction will be approx. Baht 1,616.53 Million1 and will be approx. 1.89 percent of the Net Tangible Assets Value (NTA) of the

(S) PTE. Limited. at the amount of Baht 8.73 million. 2. Financial Analysis (Unit: Million Baht) Items 31 March 2019 31 December 2018 Increase (Decrease) % Net Assets 5,962.34 5,885.03 77.31 1.31 Net

% 212.0 38.4% Cost of Services -197.3 -35.7% -216.6 -28.3% -19.4 9.8% Insurance Expenses -32.6 -5.9% -59.5 -7.8% -26.9 82.5% Gross Profit 322.6 58.4% 488.3 63.9% 165.7 51.4% Loss from other financial assets

Increase (Decrease) % Net Assets 6,229,084 5,820,498 408,586 7.02 Net Liabilities 1,365,378 999,424 365,954 36.62 Shareholders’ equity 4,863,706 4,821,074 42,632 0.89 Assets As at December 31, 2017, the