statement and draft prospectus. Clause 11. A securities underwriter shall not disseminate an article or research paper prepared by itself, a co-underwriter or a related securities company which relates to the
underwriter shall not disseminate an article or research paper prepared by itself, a co-underwriter or a related securities company which relates to the underwritten securities or other securities relating to
underwriter shall not disseminate an article or research paper prepared by itself, a co-underwriter or a related securities company which relates to underwritten securities or other securities relating to
research paper prepared by itself, a co-underwriter or a related securities company which relates to underwritten securities or other securities relating to underwritten securities in 9 Repealed and replaced
for selecting an analysis/a research to support an investment decision. (4) Prescription of criteria in selecting each asset/group of asset to be actively or passively* invested in order to reduce risk
: - Industry analysis: - Study and analysis of fundamental factors of the business to be invested. (3) Prescription of criteria for selecting an analysis/a research to support an investment decision. (4
external factors which are uncontrollable, e.g., the price of securities based on the last market price thereof by the Stock Exchange of Thailand or the over-the-counter center is incorrect. If the cause of
) Incorrect unit price; (2) Correct unit price; (3) Causes of incorrect unit price; and (4) Preventive measures against incorrect unit price, except where the incorrect unit price is caused by external factors
สระ ("external review provider”) : สำนักงาน ก.ล.ต. สนับสนุนให issuer จัดใหมี external review provider เพื่อใหความเห็นหรือการรับรองเกี่ยวกับตราสารหนี้ GSSB ที่ออกและเสนอขาย เพ่ือสรางความเชื่อมั่นให