) dated 20 February 2017 (effective as from 1 March 2017). 2 big retail investors; “mutual fund for institutional investor” means a mutual fund whose establishment has been approved by the SEC Office prior
Notification of the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
Investment Scheme. “big retail investor” shall have the same definition as specified in the Notification of the Capital Market Supervisory Board concerning Establishment of Mutual Funds for Retail Investors
Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions, and Procedures for Establishment and Management of Infrastructure Fund, dated 10 January 2011, the SEC Office hereby issues the following
Clause 20 of the Capital Market Supervisory Board No. TorNor. 27/2552 Re: Rules, Conditions, and Procedures for Establishment and Management of Funds dated 20 July 2009, the Office of the Securities and
the Capital Market Supervisory Board No. TorNor. 27/2552 Re: Rules, Conditions, and Procedures for Establishment and Management of Funds dated 20 July 2009, the Office of the Securities and Exchange
request and application fee ( Approval request fee of 50,000 baht due to the following cases: ( (1) First time request for approval (the applicant has never requested an approval before); ( (2) Request for
request and application fee Approval request fee of 50,000 baht due to the following cases: (1) First time request for approval (the applicant has never requested an approval before); (2) Request for