regulations within 90 days of the effective date.______________________Remarks: Three related notifications have been made available on the SEC web site, as follows: (1) The Notification of the Capital Market
Prior to the on-site inspection, the SEC communicated concerns with the venue owner and the event organizer, resulting in suspension of seven exhibitors’ activities. Today, during the inspection, 16
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Numnonda, Deputy Governor Financial Institutions Stability, the BOT, and Ms. Jomkwan Kongsakul, Deputy Secretary-General, the SEC, the seminar included the presentation on “Getting to Know Taxonomy, A New
public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the
(Translation) Re: BOD.SET 020/2018 November 9, 2018 Subject: Clarification on the Change in operating results for the nine month ended September 30, 2018 over 20% compared with the same period of the
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. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms