and listed company pursuant to the Notification of the Securities and Exchange https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7302 SEC revokes approval of branch manager and investment consultant
Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means director, manager
) encumbering the assets. Clause 2 In this Notification, the terms “management company” “infrastructure mutual fund” “infrastructure asset” “greenfield project” and “brownfield project” shall have the same
Unofficial Translation (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of
No. TorThor. 8/2551 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of Securities Company dated 2 April 2008; (2) Notification of the Capital
Securities Company dated 2 April 2008; (2) Notification of the Capital Market Supervisory Board No. TorThor. 45/2553 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing
) Notification of the Capital Market Supervisory Board No. TorThor. 45/2553 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of Securities Company (No. 2
or Other Assets for Management Company dated 9 September 1999; (3) Notification of the Office of the Securities and Exchange Commission No. SorNor. 33/2543 Re: Acts that may Create Conflict of Interest