สมและค่านึงถึงประโยชน์ของลูกค้าเป็นส่าคัญ (4) การติดตามและแนะน า/ด าเนินการปรับปรุงการลงทุน (monitoring & rebalancing) การติดตามสถานะการลงทุน และแนะน่า/ด่าเนินการปรับปรุงการลงทุน ให้สอดคล้องกับความ
importance of strengthening capital to be in accordance with the Basel regulatory reforms. Close monitoring and consideration of the relevant criteria and impacts have been jointly undertaken with the Bank of
the trust instrument; “registration statement” means the registration statement of an offer for sale of securities in the category of unit; “financial advisor” means a financial adviser whose name
Capital Market Supervisory Board issued by virtue of Section 89/1, in the part related to the definition of related party, mutatis mutandis; (14) “financial advisor” means a financial advisor on the
) “ financial advisor ” means a financial advisor on the approved list of the SEC Office; (15) “ fund supervisor ” means the supervisor of a fund ; (16)2 “ common person group ” means the persons with one or more
Participants. TERMS For the purposes of the IOSCO CRA Code:5 under common control with another entity. performs analytical functions that are necessary for the issuing or monitoring of a credit rating or
The opinions of the Independent Financial Advisor on the connected transaction (For the purpose of translation only) 0 The opinions of the Independent Financial Advisor on the connected transaction
-corruption in listed companies and capital market industry.The proxy voting guidelines describe roles of the institutional investors in monitoring businesses in which they invest; to illustrate, for instance
bondholders; “financial advisor” means a financial advisor on the approved list of the SEC Office; “financial institution” means a commercial bank, finance company or credit foncier under the Law on Financial