submitted a selling order for the first client?s investment units and deposited money obtained from the selling into a saving account she opened at Tisco Bank Plc., using the client?s signature that she had
at the end of business day; (3) The loss in derivatives position and the balance amount of the margin of customer marked to market; (4) The amount and type of property to be deposited following a
loss in derivatives position and the balance amount of the margin of customer marked to market; (4) The amount and type of property to be deposited following a margin call by the derivatives broker to a
and coins holding by the company, including miscellaneous cash, money orders, postal bills, due cheques still have not yet been deposited, travelers’ cheque s and bank drafts 2) bank deposits in current
, including miscellaneous cash, money orders, postal bills, due cheques still have not yet been deposited, travelers’ cheques and bank drafts 2) bank deposits in current accounts and saving accounts, and those
holding by the company, including miscellaneous cash, money orders, postal bills, due cheques still have not yet been deposited, travelers’ cheques and bank drafts 2) bank deposits in current accounts and
ng, Khon Ka ing paymen Kaen to NM ation memo ownership a Kaen, dated nceling the 2018 and N ldings, Am nsaction of on Kaen, to ector and M e Stock Exch ormation M ltimedia Gr e reference a Group Pu 8
the third person deposited as collateral for the benefits of the client. The securities company must record the name of the third person who is the owner of the assets under an asset account of the
deposited as collateral for the benefits of the client. The securities company must record the name of the third person who is the owner of the assets under an asset account of the client. Clause 13. A
of money used in investment is immaterial compared to the deposited amount; (9) terms and conditions of the client’s payments and settlements indicate an attempt to avoid conducting transactions