Custody of Assets of Clients by Securities Companies

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Custody of Clients’ Assets by Securities Companies (No. 4)

Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Clients’ Assets by Securities Companies (Codified)

30 September 2017 The Company and its subsidiary’s total assets as of 30 September 2017 decreased by 4%. The decline was from the decrease of cash and temporary investment. The late of last year, the

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