institutional investors and concerns derivatives contracts overseas in which institutional investors are allowed by law to invest; (3) giving advice through radio programs, television programs, newspapers or
under (1); (3) in announcing the net asset value and the value of investment unit, together with the selling price and the redemption price of open-end mutual fund, the management company shall be allowed
currency denomination and offered in foreign countries; “Foreign securities exchange” means a juristic person established under foreign laws which is allowed to provide services of securities exchange or
. Description of the Transaction The Bank of Thailand has allowed the Bank to change the structure of the financial business group by including KKP Tower as a subsidiary, operating and supporting office rental
Giving of Advice to the Public Which Securities Companies Licensed to Undertake Securities Business in the Category of Investment Advisor Are Not Allowed to Do 03/08/2009 01/09/2009 Contact The
management companies shall submit an application in the normal course similar to an application for establishment of ASEAN CIS and ARFP, for which an auto approval is not allowed. For your information and
allowed. For your information and compliance accordingly. For further information or inquiries, please contact the Investment Management Policy Department via Ms. Slil Laokiat, Officer, at Tel: 0-2263-6511
Asset Businesses. Only providers who have obtained relevant https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9157 SEC unveils digital asset business operators allowed to continue business operations
operators allowed to continue business operations in line with transitional provisions In pursuant to the Royal Decree on Digital Asset Businesses, B.E. 2561, which took effect on 14 May 2018, allows existing