derivatives trading activities after having accessed the EY information system which contained clients’ audited, but yet to be disclosed, draft financial statements under responsibility of the audit group under

, as opposed to the total loss of 111.32 million baht in the preceding quarter. Based on such non-public information, the persons above purchased 7,940,100 PTL shares from the trading account of PAPL

Bangkok, 21 January 2019 - The SEC has revoked approval for two investment consultants for using investors' trading accounts to seek benefits for themselves, namely (1) {A}, capital market investment

Bangkok, 28 February 2019 ? The SEC has updated the list of cryptocurrencies eligible for initial coin offering (ICO) investment or value comparison as base trading pair against other digital assets

significantly from the preceding quarter. Jajjai had taken advantage of the information to sell 1.3 million MODERN shares through the trading account of his daughter Benjamas before the company disclosed the

information to sell the company's shares through the trading account of Ms. Benjamas Dhammarungruang. Both offenders paid civil penalties and compensation for the received benefits, at the total amount of 2.58

baht or a 73.22 percent rise from the same period of 2015. Sarath took advantage of the inside information and bought 2,189,700 TOG shares through the trading account of Malita (currently his wife

Earlier, the Civil Sanction Committee resolved to impose civil sanctions on Mr. Thanawat, who was IFEC director and executive at the time of the offence. He was ordered to pay a civil fine and return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has therefore requested the public prosecutor in writing to file a lawsuit against Mr. Thanawat in the Civil C...

2016 recorded a net profit of 221.45 million baht, a significant increase from the preceding quarter. Based on this inside information, Pinit had purchased 256,500 PDI shares through the trading account

Bangkok, 8 August 2023 – The SEC has revealed the imposition of civil sanctions on two offenders, namely (1) Miss Laksana Supsakorn and (2) Mr. Sommart Dhupchinda for purchasing shares of the Tipco Foods Public Company Limited (TIPCO) using inside information known or in possession. The two offenders are required to pay a total fine of 4,970,880 baht and are prohibited from serving as directors or executives for a specified period.With the facts and evidence found following the case referr...