The SEC, with the approval of the Capital Market Supervisory Board during its Meeting No. 11/2566 on 20 November 2023, views that – given the original intent of the introduction of NVDR is to support
Exchange of Thailand (SET), the Thai Listed Companies Association (TLCA), the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Investment
were published in the Government Gazette on 16 August 2024, enabling asset management companies (AMCs) to establish a new Thailand ESG fund or revise the existing schemes to be in line with the
According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval
market regulatory agency; (2) The SEC will consider the participants’ qualifications in various areas, including capital adequacy, work systems, management structure, and conditions for relevant
, represented the business sector and highlighted their commitment to extending support for the society. Following the launch event in March, various participating related organizations and listed companies have
promote fundraising and investment in investment tokens and to support interested securities business operators in providing services related to the said products. This in turn would increase access
discipline, training students on correct financial management principles, encouraging responsibility and instilling the habit of spending time on activities that are beneficial to the community by
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or
According to the SEC’s public hearing in the fourth quarter of 2022, the majority of respondents expressed support for the proposed principles and draft regulations, and some also suggested that the