additional costs and are obstacles to extend the fund size at the initial stage. Therefore, SEC has put forward the amendments to the regulations on the limitations on unitholding in mutual funds. The
appropriateness of local application, the importance of investor protection and the acceptable burdens towards listed companies.The proposed amendments include (1) change of the transaction size that requires
operations.The requirement to appoint independent directors, however, will not apply to certain cases; for example, securities and derivatives investment advisors due to their relatively small size and few staffs
listed companies have sold or planned to sell their assets to mutual funds or REITs. The transactions are usually huge in size and value and some of them allow listed companies or subsidiaries to lease
: SMEs Alternative Fundraising Instrument,? held today at the Stock Exchange of Thailand. Apart from flexibility of fund size, maturity term and collateral option ? which incurs lower costs on issuers
products. The SEC will provide support to businesses, regardless of size, industry or location, to raise funds through the Thai capital market serving as destination for offer for sale of shares or
เครื่องมือประเมินความโปร่งใสของตลาด ซึ่งผลการศึกษาพบว่าตลาดหุ้นไทยมีความโปร่งใสเพิ่มขึ้นหลังช่วงโควิด นอกจากนี้ ยังมีการศึกษาเรื่อง Tick Size หรือช่วงราคาขั้นต่ำของหุ้น ซึ่งพบว่าของไทยยังสูงกว่ามาตรฐานสากล
under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time; (5) significant amount in terms of size/volume is transacted, which is
securities company, when requested under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time; (Unofficial Translation) - 8 - (5) significant
-face meeting) with staff of the securities company, when requested under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time