violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment
securities trading decisions on behalf of client was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Atthapol from
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
, conditions, and/or agreements, and execute the relevant agreements within April 2019 such as Share Purchase Agreements regarding the shares to be sold and purchased, Shareholders’ Agreement regarding S -TREK
shall be eligible to propose two director i.e. Mr. Chalee Suksawas and Mr. Arak Suksawas, and the Company and Mr. Jirasak shall determine the other details, conditions, and/or agreements, and execute the
agreements, and execute the relevant agreements within the second quarter of 2019 such as Share Purchase Agreements regarding the shares to be sold and purchased, Shareholders’ Agreement regarding S-TREK
and amendments in October –November 2024, for which the majority of respondents expressed support. The SEC has issued 13 notifications concerning the amendments** with key points as follows: (1
it is carried out in accordance with the rules prescribed under the law. The management company should also adequately disclose the related facts to client when requesting for consent to execute a