securities accounts registered with the BOT . _____________________
, products, mutual funds, listed companies, mergers, intermediaries business operators, auditors, financial advisors, various litigations, licensed and registered persons including mutual funds information
Alert list. The application is easy and swift to navigate on the phone screen. One must only type in a name, to know whether it is approved, licensed, qualified, or registered under the supervision of
SEC-registered auditors for the growth of Thai capital market in future. SEC will cooperate with the Thailand Federation of Accounting Professions in respects of supports for auditors, such as
be certified or registered and subject to inspection by relevant governmental agencies, strict supervision imposed on limited companies or public limited companies should not apply. This would allow
must not have behavior showing any objectives to engage in investment advisor business and must be registered with SEC. Even though the investment planners are waived in this matter, they are required
supervision and trustworthiness of listed companies? financial reporting. Vorapol Socatiyanurak, SEC Secretary-General said that ?Following the 2010 revamp of audit oversight to require SEC-registered auditors
funds into 5 classes, namely equity fund, fixed income fund, mixed fund, property fund and commodity fund where the classification will be revised every one and a half year. For newly-registered mutual
897.9 million in Q2/2017 or 3.39% decreased from last year’s which was lower than the sales falling rate resulting from the downward gross profit margin of Q2/2017. The gross profit in Q2/2017 was
resulting from lower average inventory level as well as the downward trend of interest rate during Q1/2020. As a result of the discussed factors, our profit for three-month period of 2020 was Baht 34.8