scope of every five percent report to cover financial instruments issued by others, which entitles the holder to convert or demand delivery of securities issued by listed company, e.g., derivative warrant

accordance with the relevant rules and for the work unit responsible for post-trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be

unit responsible for post- trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be a member of the Thai Bond Market Association

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

sale” means the selling of securities where delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of securities borrowing

delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of securities borrowing and lending (SBL); “Central securities

Notification: “Short sale” means the selling of securities where delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of

) increased sales of delivery. Franchise fee income decreased from THB 21.0 Mn in the 2nd quarter of 2018 to THB 17.3 Mn in the same period of 2019, a decrease of THB 3.7 Mn or 17.6%. And for the six months

contractor’s equipment and meterials manufacture dalay delivery as well because it located in countries which still has serious of COVID- 19 outbreak. Last, due to the government preventive policy, main

3.46 million baht or 3.74% from sale revenue with is 0.8 million baht or 23.12% decreased came from the compact of restructuring of the organization thus the better control in delivery expenses.. 4