the Notification of the Capital Market Supervisory Board No. Tor Lor Thor 3/2555 Re: Granting of Approval for Intermediary Personnel as Investment Analyst and Investment Consultant dated 18 January 2012
connection with the aforementioned systems. 3. Ownership of movable assets, i.e. equipment for decoration, tools, instruments, whether permanently fixed or not, including other equipment used for the purpose
trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity
Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 4. Notification of Capital Market Supervisory Board
and Derivatives Business by Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 5. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business
Business and Derivatives Business by Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 7. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of
Business by Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 5. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business, Management
Intermediary 06/09/2013 01/04/2014 5. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to
: Contact person: Email: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact