– Ref. LMJG/SET/2017/011 November 10, 2017 Subject: Notice of investment termination in PVR BLUO Entertainment Limited (Edit), Attention: The President The Stock Exchange of Thailand Major Cineplex Group
– Ref. LMJG/SET/2017/011 November 10, 2017 Subject: Notice of investment termination in PVR BLUO Entertainment Limited (Edit No.2), Attention: The President The Stock Exchange of Thailand Major Cineplex
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
18,253,248.40 with the interest of 7.5 percent per annum starting from June 15 , 2015 until the repayment is complete. However, the Company feels that the court misinterpreted the legal issues and facts
that the debtor should repay the Company in the amount of Baht 18,253,248.40 with the interest of 7.5 percent per annum starting from June 15 , 2015 until the repayment is complete. However, the Company
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and