come into force as from 1 May 2008. Clause 2. In this Notification, “Derivatives broker” means any company licensed to undertake derivatives business in the category of derivatives broker, but shall not
appoints as an agent to perform duties relating to the custody of mutual fund assets; “Management company” means any securities company licensed to undertake securities business in the category of mutual
perform duties relating to the custody of mutual fund assets; “Management company” means any securities company licensed to undertake securities business in the category of mutual fund management; “Office
passed its application for rehabilitation process (2) being a company that the Thai court or the Foreign court has approved a rehabilitation (3) being a company that has complied with the plan to resolve
the company to lose a benefit that should have been received. (c) having an application for an offer for sale of newly issued shares rejected by the SEC Office on a suspicious ground related to
impact on investors and shareholders. Since the Commerce Ministry’s Department of Business Development (DBD) rejected an IFEC application to register Mr. Wiphu Maharakkakla and Mr. Manusak
support ?speculative? loans, especially when speculative investments exceed or replace core business operation; ? Collateral risk: collaterals for loan application should be meticulously appraised
apply to domestic offerings of bonds denominated in baht and foreign currencies and offshore offerings in line with those governing offerings by limited company and public limited company. Public sector
results Sort by: Relevance Date (Newest) Date (Oldest) .. by submitting the Financial Advisor Application Form FA-1 together with the evidentiary documentation as specified thereunder in accordance with the