consideration, other penalty that he/she has already served, the impact, damage or benefits incurred from the facts or demeanors under consideration, rectifications or other acts that benefit or impede the
. 2535 (1992), the SEC has instructed FVC to clarify the facts, together with relevant supporting documents, and to submit such information to the SEC by 28 April 2026, as well as to publicly disclose
the facts which should have been disclosed in the factsheets of the company’s corporate bond offering. Such actions are considered acting in the manner that dishonestly deceives the public to obtain
that there is or was [I] a demeanor of [i] disclosing or distributing information or document which is false and may be misleading or [ii] concealing material facts which should be informed clearly and
comply. Clause 14 In cases where additional facts appear to the SEC Office after the approval for an offer for sale of bonds, indicating that the facts and circumstances that the SEC Office used in its
Licensing Manual for the Public, the SEC Office shall ascertain the facts in accordance with the procedure and method as prescribed in the Licensing Manual for the Public, and notify in writing the skeptical
served; 19 (3) impact on or damage to clients, investors, company or shareholders as a whole, money market or capital market as a whole, or benefits incurred from facts or demeanors under deliberation; (4
structure in compliance with the rules or conditions for approval under this Notification but certain facts lead to the consideration that the true intention or the substance of the offer for sale of the debt
procedure for providing services by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information in order for the service user to choose a service or make an
choose a service or make an investment decision accurately; (b) protection of the service user’s confidentiality; (c) handling of the service user’s complaints; (d) sufficient management of information