. In this regard, investors are advised to exercise discretion in case of encountering solicitation for such investment. In any case, investors can check the list of securities business operators
supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation for investment with the company. In any case, investors can check the list of securities
complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more
lapse on January 24, 2011 while the case is still under the DSI?s consideration. As the case involves a number of witnesses and evidence, it is unlikely to be able to bring the case onto court within the
clients' assets. In case of {A}, the SEC received a complaint filed by a client of KGI Securities (Thailand) Plc. which indicated that {A} had made unauthorized trading decision causing damage to the
benefit.Following a report of Bualuang Securities Plc., on {A} case the SEC probed into the case and found that he used computer with Bualuang Securities' IP Address to submit the trading orders via client's internet
Exchange Act B.E. 2535 (1992) (SEA), as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.312 315 Criminal Complaint Filed with an Inquiry
Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. This case is in the process of inquiry by the special case inquiry official. SEC Act S.312 315 Criminal Complaint Filed with an