sale of capital market products including the summary of material information of capital market products (fact sheet) to the client as prescribed in other regulations which stipulate that it is the duty

1 August 17, 2018 Subject: Capital Increase for Offering for Sale to Specific Investors (Private Placement), Connected Transaction, Amendments to Articles of Association/Objectives of the Company and

undertaking transaction between the Company, PD and Finansa Public Company Limited (“FNS”) as promisors and the Trust as promisee, to assure the duty of the Company, PD and FNS towards the Trust (the Page 2 of

case where the Notification of the Securities and Exchange Commission, the Notification of the Capital Market Supervisory Board or the Notification of the Office of the Securities and Exchange Commission

, research on securities or capital market or other similar business functions; (c) Business function relating to commercial banking services or other similar business functions; Regardless of whether such

committed the several distinct and different offences, the Court inflicted the punishment prescribed for each offence as follows: (1) for 18 counts of dishonest and failure to discharge his duty as director

clients ? dishonestly used the information regarding clients? trading orders he had accessed by virtue of his duty and ran a fraudulent scheme whereby the orders of UBS?s clients would match with those of

Exchange Act B.E. 2535 (1992) and the Notifications of the Capital Market Supervisory Board regarding Offering for Sale of Shares of Foreign Companies and Disclosure of Financial Position and Operating

/1) “ connected person ”: (a) in the part relating to offeror means “ connected person ” in accordance with the Notification of the Capital Market Supervisory Board concerning Subscription

relating to offeror means “connected person” in accordance with the Notification of the Capital Market Supervisory Board concerning Subscription, Underwriting and Allocation of Newly Issued Securities; (b