, Japan on regulatory frameworks and seek cross-border business opportunity between the two capital markets. Apart from the FSA, Japan and the SEC exchange of Letters for Cooperation, on the private sector

Earlier, the SEC conducted a public hearing on the proposed principles and draft regulations to support digital asset custodial wallet providers from business groups with expertise, experience

undertaking of securities business without having obtained a license under Section 90 and subject to penalties under Section 289 of the Securities and Exchange act B.E. 2535 (1992), namely an imprisonment

instruments or financial derivatives, whether in long and/or short position.    *** (1) Notifications of the Securities and Exchange Commission No. Kor Thor. 15/2567 Re: Capital Maintenance of Business

The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, and SEC executives, held a meeting with the Association of Investment Management Companies (AIMC

On 15 August 2023, the SEC Board Meeting No. 12/2566 approved the proposed amendment to such advertisement regulations. The SEC is therefore inviting the public and the business sector to comment on

and Derivatives Business Operators (No. 22): https://publish.sec.or.th/nrs/10849s.pdf  (4) Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 29/2568 Re: Repeal of

The webinar ‘Managing Climate-related Risks and Opportunities in Equity Analysis and Investment’ held on 23rd November 2023 was co-organized by the Securities and Exchange Commission (SEC), CFA

and September – October 2023, as approved by the Capital Market Supervisory Board meeting No. 2/2023 held on 21 February 2023 and the Securities and Exchange Commission Meeting No. 12/2023 held on 3

services liable to be an undertaking of digital asset business in the category of digital asset exchange without license, which is deemed a violation or a failure to comply with Section 26 of the Emergency