accordance with the criteria prescribed and notified by the SEC Office. Chapter 3 Operation ____________ Division 1 Client Contact, Solicitation, or Giving Advice and Professional Conduct _____________________
receivables of THB 5,050mn (ii) an increase in investments to joint-ventures of THB 3,047mn (Sansiri JVs, AHS and Keystone JVs acquired) (iii) an increase in land and project awaiting development of THB 1,921mn
flows from operating activities was 1,359.0 million baht. The change was mainly due to outstanding amount of prepaid maintenance reserve fund awaiting for a reimbursement, and unearned income during the
million baht or rose by 77.6 percent. Main contributions of unallocated revenues were dividend income from BDMS and other revenues which mainly derived from maintenance reserve fund awaiting for
enhance risk management effectiveness. Board of Directors Risk Management and Control Units Enterprise Risk Management Division Customer and Enterprise Service Fulfillment Division KASIKORN BUSINESS
additional requirement for compliance by the applicant. Chapter 4 Conditions for approval _______________________ Division 1 General provisions _______________________ Clause 22 An approved person under
____________________ Division 1 Application for and Granting of Approval of Financial Advisor ____________________ Clause 46 Any person wishing to become a financial advisor may apply for an approval with the SEC Office
actions taken were as follows: Board of Directors Risk Management and Control Units Enterprise Risk Management Division Approve risk appetite and all risk management policies and guidelines Oversee
of the registration statement and draft prospectus as prescribed in Part 3 have been met. Chapter 2 Approval Criteria __________________ Division 1 Offering for Sale of Units of ASEAN Collective