gains. Such measures can include, for example, an inquiry on a company director's exploitation of inside information.The I Code adoption will help to create sustainable values of the invested enterprises
Limited (RASA)*, whose names and offenses are as follows:(1) Mr. Rapi Pinijchob disseminated false statements, (2) Ms. Chanthani Thanompongchat took advantage of inside information to buy RASA shares and
, the CRA should refrain from issuing a credit rating. 1.5 In assessing creditworthiness, analysts involved in the credit rating action should use the credit rating methodology established by the CRA for
ทราบขอมูลภายในของบริษัทกอนการเปดเผยขอมูลตอสาธารณชน (“inside information”) เมื่อเขามาเปนกรรมการ ผูบริหารและผูสอบบัญชีของบริษัทที่ออกหลักทรัพยเสนอขาย ตอประชาชนแลวตองมีหนาที่รายงานการถือหลัก
in Delta Energy Systems (Switzerland) AG and Delta Electronics Industry LLC. The Company had assessing the fair value of these investments in associated companies in this quarter and loss from fair
investor remediation fund for illegal activities in violation of the securities laws; (7) Monitoring and Assessing Systemic Risks in a timely manner: To develop database and enhance
; “inside information” means the significant facts which effect the change in the price of securities but has not yet been disclosed to the public and a securities company has acquired during the course of
other than an institutional client; “inside information” means the significant facts which effect the change in the price of securities but has not yet been disclosed to the public and a securities
REIT, which has proposed to board of directors’ meeting in the previous accounting year, together with reasons for decision on such issue according to board of directors’ resolution; 9.4 Inside
foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis ; “retail client” means a client other than an institutional client; “inside information” means the