. Notification of the Office of the Securities and Exchange Commission No. SorChor. 24/2555 Re: Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction
the relevant rules and then will propose to the SEC Board for consideration and approval. The SEC and the SET also discussed possible review of the guidelines for the securities firm, as issued by
Bank Public Company Limited (the “Bank”) held on 11 December 2019 which approved an entering into a Conditional Share Purchase agreement (“CSPA”) among the Bank, Standard Chartered Bank (“Standard
): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date
Office’s approval date of the registration of SEC Account. Please specify the reason(s) of the urgency
conduct and professional standard as specified by the association with approval from the SEC Office, mutatis mutandis; Clause 9. In case where person approved as manager of infrastructure fund possesses
|- Related Circular Letter IP/FG |- Appoint/Approval/Code of conducts and Standard Practices |- Reporting |- Fees |- Related Circular Letter Others (Securities Business) |- Separation of Securities and
(Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed
Re: Rules for Approval of Foreign Company to Offer for Sale of Newly Issued Debt Securities in Thai Baht