to the conditions of the SPA, the company must fulfill two Conditions Precedents (CP) as followed: (a) The company is granted approval by the company’s shareholders to enter into the shares purchase
waived by the seller and the company) : (a) The company is granted approval by the company’s shareholders to enter into the shares purchase transaction. (b) The company is granted relevant approval by the
Funds of Management Company, measures on non-compliance, and additional rules governing the following matters: (1) the establishment of a fund and post-approval proceeding in Part 1; (2) the provisions on
” means the amount of money which a management company receives from selling units and is registered with the SEC Office; (17/1)8 “ auditor ” means a certified public accountant who has obtained an approval
subsidiaries operating the core businesses and other oversight guidelines for activities such as approval of increase or reduction of capital and dissolution of subsidiaries, etc. In case of a holding company
for Approval of Appointment of Executives of a Securities Company or a Derivatives Business Operator ...........................................................Company O Securities Business O
Application Form for Approval of Appointment of Executives of a Securities Company or a Derivatives Business Operator ...........................................................Company O Securities Business O
upon the termination of such approval of the SEC Office, if the change of position of such person is required to be registered with the company-partnership registrar of the Ministry of Commerce, the
entity in such group has relationship with the other as parent company or subsidiary or legal entities in such 2 Amended by the Ministerial Regulation Concerning Granting of Approval for Undertaking