violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment

securities trading decisions on behalf of client was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Atthapol from

violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and

Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months

materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of

, said: “The SEC is pleased that the contest is well-responded and becomes a success, contributing significantly to a united effort with the public for more extensive risk warnings of fraudulent acts. In

from enticing or pressuring investors into uncareful investment decisions. Moreover, they must not imply guaranteed returns and appropriate warnings about investment risks must be included. In case of

Crypto 101 Courses. Meanwhile, warnings of potential risks are issued regularly to protect digital asset traders who are mostly young people. Importantly, traders should trade cryptocurrency with full

……………………………………………… Size of MTN Program…………………………………………………… Financial Adviser………………………………………………………… Underwriter………………………………………………………………… Representative of Debt Securities Holders………………………… Warnings: “Prior to making an

and amendments in October –November 2024, for which the majority of respondents expressed support. The SEC has issued 13 notifications concerning the amendments** with key points as follows: (1