names of foreign personnel of foreign business operators, allowing a more flexible timeframe from one business day in advance to within seven business days from the day investment information or advice
the platform service providers to shut down the reported accounts immediately. Within an average timeframe of 48 hours from the notification of the scam reports, 175 accounts, or 86 percent of the
these reports to the SEC on a weekly basis within two business days. The consultation paper with details of the proposed amendments and attachments is available at https://www.sec.or.th/TH/Pages
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “After the Thai ESGX regulations took effect on 16 April 2025, the SEC is currently reviewing applications for the establishment of 37 Thai
hearing on the proposed amendments with the key points as follows: (1) Requiring REIT managers to prepare and submit their financial statements to the SEC within four months from the end of
orders at prices several notches above the market price, in order to entice other investors to follow suit and force trading of KDH shares within a set price range ("Pump and Dump"). The aim was to
The Securities and Exchange Commission (SEC), represented by Ms. Jomkwan Kongsakul, Deputy Secretary-General, received the “Winner of the Sauciest AI Governance Powered by ETDA” Award at the
The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as
, volume, complexity and range of businesses and services as well as associated risks. Zipmex is required to fully comply with the order within three days as from the date on which the SEC notifies the
projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to