and derivatives businesses. Vasant Thienhom, SEC Deputy Secretary-General, said that ?Following suspicious report, the SEC probed into the case and found that Yuttana held himself out as money manager

Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012.Vasant Thienhom, SEC Deputy Secretary-General said that "When taking clients' trading orders, it is

(www.sec.or.th) under License Check banner. In case of suspicious unlicensed activities, please report the SEC at 1207 for further investigation," Vasant added.Previously, on September 2013, {A} was also named in

Secretary-General Vasant Thienhom. ----------------------------------

Division comprises Intermediaries Supervision and Development Department, Intermediaries Inspection Department and Licensing Department.    2. Deputy Secretary-General Vasant Thienhom is in charge of the

with the SEC rules on standards of conduct is subject to strict sanction, said SEC Deputy Secretary-General Vasant Thienhom.  

Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No GSC Mr VASANT CHAWLA Disposition Stock 10.6 8.6 2 13/01

investment scams, please contact the ECD Police at 0-2237-1199.   Mr. Vasant Thienhom, SEC Deputy Secretary-General stated that ?The SEC strongly advises investing public who are interested in derivatives

consultants, the SEC suspended {B}'s securities investment consultant approval status for two months while suspended {C} and {D} for one month each. The sanctions were effective from March 11, 2014.Vasant

further legal proceedings.   SEC Deputy Secretary-General Vasant Thienhom said: ?The SEC urges investors to carefully check whether the persons who solicit investment in securities or derivatives are