annual financial statements 2015 together with the corrected annual financial statements 2014 and the financial statements for the first, second and third quarters of 2015 to the SEC immediately. The AIE
www.sec.or.th/scamalert or email: scamalert@sec.or.th. The SEC will verify and further investigate all submitted cases promptly and notify relevant authorities to remove fraudulent contents or channels used for
Building Confidence in the Capital Market No. 11/2018 SEC urges CHUO to cooperate with its auditor and submit financial statements promptly Bangkok, 1 February 2018 – The SEC is urging Chuo Senko
business operation, which shall be available promptly and in a timely manner for covering risks. Clause 7 In providing trading services, a derivatives exchange shall establish a clearing and settlement
shareholders immediately after the submission of the tender offer to the Office of the Securities and Exchange Commission, which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.247
financial statements of the group of offerors for the CPT shareholders immediately after the submission of the tender offer to the Office of the Securities and Exchange Commission, and by failing to ensure
in order to stimulate or reward the client to immediately [i] use offered services or [ii] invest in capital market products presented by the intermediary . “ institutional investor ” means an
such information publicly and promptly because financial statements are material information for investors and shareholders to make well-informed investment decisions and monitor company operation.?