securities firms? accounts were used with intent to build up trustworthiness. The SEC thus warned investors to be cautious and choose services offered by the SEC-approved fund managers working for licensed
, trustworthiness, and competitive advantage. ?The SEC wishes to enhance the roles of audit committee by prescribing proper educational background and accounting experiences, extending scope of roles and duties to
considering applications and getting legal and tax advice. The pilot process is expected to run until July 2018. The formal commencement of the Passport is expected to occur in around August 2018, once the JC
collaboration seeks to build confidence in the Thai capital market, ensuring widespread and fair benefits for all sectors with transparency and trustworthiness. The discussions also covered topics that the SEC
the Thai capital market in line with international standards to increase transparency in auditor supervision, trustworthiness of listed companies? financial reporting and international recognition. This
formal meeting invitation was prompted by the urgency of the matter. The meeting was therefore conducted virtually via telephone instead. Given the significance of the case concerning the duties of listed
that this MOU signing will provide another window for the two regulatory authorities to promote even more formally in greater co-operation and information sharing, and it will create a formal framework
adopt the I Code as a guideline for work operation and investment.?Institutional investors are a key component of the capital market. Their adoption of the I Code will enhance trustworthiness of both
months. ?Investor contacts must maintain trustworthiness and integrity in the profession. They must strictly comply with the regulations. The SEC will not tolerate, and will take legal action against