derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
campaign that provided Token Rewards to customers who held BNB Tokens, without clearly specifying the number of reward entitlements or the value of the rewards that each customer would receive. This case is
campaign that provided Token Rewards to customers who held BNB Tokens, without clearly specifying the number of reward entitlements or the value of the rewards that each customer would receive. DAB Act S
bank accounts used to deposit customer cash were under the company's name without the word “for customer”. Accordingly, it was not clearly indicated that the accounts are held by the company for the
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
shall rely on the rules stipulated by the law governing securities and exchange and shall openly notify the result of the consideration on the website of the SEC Office within five business days as from
of information; (3) providing appropriate channels, procedures and period of time for clearly demonstrating objection. 1 Whereas this Section prohibits a trustee from entering into a transaction
measures to prevent and manage conflicts of interest. Such mechanism and measures must be clearly outlined in the ICO filing. Additionally, specific significant matters would require approval from the