therefore instructed VTE to rectify such financial statements, cooperate with the auditors on the said matters, and then submit to the SEC and publicly disclose the rectified and audited/reviewed financial

Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then

evidenced by large amount of related transactions. She then admitted that she took the client's trading orders via mobile phone.The aforesaid actions are in violation of Clause 20(3) of the Notification of

consideration. The Minister will then recommend to the Cabinet a person considered appropriate to be appointed as SEC Secretary-General. For more information, please contact the Office of the Secretary-General at

Mr.Chai Sophonpanich Mr.Chai Sophonpanich (“Mr.Chai”) , then chairman and chief executive officer of Bangkok Insurance Public Company Limited ("BKI"), proposed a dividend payment plan for

Mr. Chalaem Semsarid Mr. Chalaem Semsarid, then marketing director of Country Group Securities Public Company Limited and approved securities investment consultant, agreed or conspired with twelve

Mr. Maris Tarab Between January 5, 2009 and March 27, 2009, Mr. Maris Tarab, then ING Funds managing director and T.U. Dome fund manager, and Mr. Burim Chombhubol, another former T.U. Dome fund

Ittisanyakorn (formerly named Mr. Pattarapob), then acting managing director and executive director and (2) Mr. Sunchai Intarauksorn, former deputy managing director and executive director, by allowing his own

Ittisanyakorn (formerly named Mr. Pattarapob), then acting managing director and executive director and (2) Mr. Sunchai Intarauksorn, former deputy managing director and executive director. Mr. Veerawat, who

Company Limited (KC) Board of Directors, aided and abetted the former executive of KC (1) Mr. Krittiphat Ittisanyakorn (formerly named Mr. Pattarapob), then acting managing director and executive director