, falsifying documents and recording false accounting information. The SEC later issued a freezing order against Wichai?s assets for 180 days to prevent him from removing or disposing the assets. The order would
time with high trading volumes. {A} admitted that the client allowed her to make trading decision under the pre-determined value. After trading, she notified her client via recording telephone.The client
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
of 1,500,000 baht.At present, BLISS had already rectified the aforesaid financial statements by recording such revenues as other incomes.
drop of 26% from 2Q17 while recording 34.65 M for 1H18 which was lower by 12% yoy, purely affected by less contribution from shares of profits. Please be informed accordingly, Sincerely Yours, Mr. Sanit
% lower than the same period of last year which directly affected by lower of sales and shares of profits. Net Profit: EASON reported 3Q18 net profit of 7.57 M a drop of 70% from 3Q17 while recording 42.22
criminal complaint against Roynet Plc. (Roynet) and Kittipat Yaoprukse for falsifying account to deceive other persons, recording false statement, concealing the report on buying and selling of securities
, rules and regulations. The SEC therefore put him on probation, under the Point System, by recording and accumulating his demerits with four demerit points. The demerits will stay on the record for three
return but also sell goods to such partners without receiving payment in return. Then, the compromises between RICH and the partners were made in lawsuits. These acts resulted in recording almost full