unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses. Concurrently, the SEC urges the public and investors to exercise
: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came
of benefits from a client’s derivatives trading; (2) a person with the controlling power over a client’s derivatives trading; or (3) a financial supporter of a client for the benefit of trading or
: 18 July 2018 2. Financial Supporter, Connected Transaction Parties: Jaymart Public Company Limited which is major shareholder of the Company held 67.5% (Lender) 3. Financial Receiver: JAS Asset Public
decision. Non-compliance may cause the advertisement to be ceased or revised.Advertisement on selling of mutual fund investment units must include mutual fund?s significant information for investor?s
significant demeanors of persons being considered, for instance, relevant amount of money, relevant quantity of transaction, beneficiary as a result of conduct, being principal, instigator or supporter
development of new products with more complexity which requires additional criteria; for instance, structure of return on investment and warning of complex features and significant specific risks associated
/Form (Notification of Securities and Exchange Commission) List of Persons Receiving an Allocation With the Value of More Than One Million Baht from the Supporter Quota (Form 35-IPO-1M) 4. Circular 10
agency to have become an official supporter of the TCFD since 30 December 2020, the SEC has encouraged listed companies to adopt the TCFD Recommendations and promoted the incorporation of climate
เงินที่เกี่ยวข้องกับสภาพภูมิอากาศ (Task Force on Climate-Related Financial Disclosure : TCFD) อย่างเป็นทางการ (TCFD Supporter) เมื่อวันที่ 30 ธันวาคม 2563 และในปี 2564 ก.ล.ต. ได้กำหนดให้บริษัทจดทะเบียน