. Additionally, the SEC is preparing to strengthen its investigative capabilities, ensuring comprehensive enforcement to bolster confidence in Thailand’s capital market.”Professor Pornanong Budsaratragoon, Ph.D
his delegation on their visit to exchange policy directions and development goals for the economic and capital markets of both countries. The two parties also explored ways to strengthen collaboration
The MOU signed today is a result of a fruitful discussion between SEC Thailand and the SECC on the occasion of a courtesy visit to Cambodia in early August this year. This MOU reaffirms mutual intention to promote and support the successful implementation of cross-border equity offering and depositary receipt (DR) and serves as another important milestone to reflect the strong relationship between SEC Thailand and SECC in addition to the MOU signed in 2014. This MOU covers the establishm...
Previously, the SEC revised the criteria for determining persons deemed to be major shareholders of securities and digital asset business operators (“business operators”) requiring approval, with a view to better reflect the ultimate controlling persons. The revised criteria have been effective since 4 March 2026.*The SEC considers the “source of funds” or “financial supporters” of major shareholders of business operators to be another important issue, as any involvement of such sources...
The SEC has continued to work closely with partner agencies in both the public and private sectors to prevent and suppress technology‑related crimes. This includes the meeting of the Subcommittee on Financial Data Connectivity for Enhancing the Monitoring of Suspicious Financial Transactions held in January 2026, which resolved that the SEC, in collaboration with the Anti‑Money Laundering Office (AMLO), would issue interim guidance for digital asset business operators, in the meantime as...
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to apply for an applicable license with SEC. In this regard, SEC adopts the regulations on busin...
rights respect as well as the IOD’s vision to help strengthen efficiency of corporate board performance. Having female representation in the corporate boards will bring about diversity at board level
interest rate. 4. In the 3rd quarter, other revenues was 2.88 million Baht. Foreign exchange gain was 12.98 million Baht which mainly due to the strenghthen of local currency and gain on commodity swap
launch of the new set of Principles by OECD at this Asian Roundtable in Bangkok. Capital market regulators in Asia have continuously placed importance on the implementation of OECD Principles to reinforce