The SEC has reviewed the existing criteria governing liquidity risk management tools for mutual funds and has also studied regulatory approaches adopted in other jurisdictions. The SEC is of the view that greater flexibility in fund management, together with clearer disclosure requirements, would be appropriate and consistent with the evolving operational context of mutual funds. Accordingly, the SEC proposes revisions to the relevant criteria, the key elements of which are summarized as follows...
confidence and protecting investors in the Thai capital market.In this regard, the SEC is proposing principles for amending the relevant regulations to strengthen the role and performance of internal
At its meeting on 10 June 2026, the House of Representatives resolved to accept in principle the draft amendments to the SEA (Securities and Exchange Act B.E. .... (No. ..)), as proposed by the Cabinet, to revise the provisions to accommodate the issuance of digital securities and to prescribe penalties for violations of, or non-compliance with, the rules and regulations governing digital securities. The House of Representatives also appointed a standing committee to further consider the...
at large. This Responsible Voices Connect event therefore continues to strengthen these relationships and underscores the commitment to promoting responsible communication of financial and investment
. Additionally, the SEC is preparing to strengthen its investigative capabilities, ensuring comprehensive enforcement to bolster confidence in Thailand’s capital market.”Professor Pornanong Budsaratragoon, Ph.D
his delegation on their visit to exchange policy directions and development goals for the economic and capital markets of both countries. The two parties also explored ways to strengthen collaboration
The MOU signed today is a result of a fruitful discussion between SEC Thailand and the SECC on the occasion of a courtesy visit to Cambodia in early August this year. This MOU reaffirms mutual intention to promote and support the successful implementation of cross-border equity offering and depositary receipt (DR) and serves as another important milestone to reflect the strong relationship between SEC Thailand and SECC in addition to the MOU signed in 2014. This MOU covers the establishm...
The SEC has continued to work closely with partner agencies in both the public and private sectors to prevent and suppress technology‑related crimes. This includes the meeting of the Subcommittee on Financial Data Connectivity for Enhancing the Monitoring of Suspicious Financial Transactions held in January 2026, which resolved that the SEC, in collaboration with the Anti‑Money Laundering Office (AMLO), would issue interim guidance for digital asset business operators, in the meantime as...
Previously, the SEC revised the criteria for determining persons deemed to be major shareholders of securities and digital asset business operators (“business operators”) requiring approval, with a view to better reflect the ultimate controlling persons. The revised criteria have been effective since 4 March 2026.*The SEC considers the “source of funds” or “financial supporters” of major shareholders of business operators to be another important issue, as any involvement of such sources...