purchased to order; (f) receivables of margin loan and receivables of securities borrowing; (g) receivables of pledging account; (h) any other asset as stipulated by the Notification of the SEC Office. (4
to order; (f) receivables of margin loan and receivables of securities borrowing; (g) receivables of pledging account; (h) any other asset as stipulated by the Notification of the SEC Office. (4
loan and receivables of securities borrowing; (g) receivables of pledging account; (h) any other asset as stipulated by the Notification of the SEC Office. (4) “general liabilities” means total
business in the category as stipulated in (a) or investment banking business and is under the supervision of an entity which has similar supervision to that of the Office; (5) “Derivatives business operator
business in the category as stipulated in (a) or investment banking business and is under the supervision of an entity which has similar supervision to that of the Office; (5) “Derivatives business operator
by such laws to undertake securities business in the category as stipulated in (a) or investment banking business and is under the supervision of an entity which has similar supervision to that of the
company's policies and business strategies, aiming to maximize the company's benefits in accordance with the relevant regulations and laws as stipulated; 2. The reason(s) why NUSA filed the petition with
, except for the penalty arising from the early termination; (c) any other liabilities as stipulated by the SEC Office; (2) other off-balance sheet’s contingent liabilities which may contribute to the
, except for the penalty arising from the early termination; (c) any other liabilities as stipulated by the SEC Office; (2) other off-balance sheet’s contingent liabilities which may contribute to the
, except for the penalty arising from the early termination; (c) any other liabilities as stipulated by the SEC Office; (2) other off-balance sheet’s contingent liabilities which may contribute to the