proceeding, starting from 6 October 2016.In this case, the ban was not resulted from a criminal complaint initiated directly by the SEC, but from a criminal charge of the public prosecutor. The SEC had
Forum? project was initiated to serve as a platform for CEOs of listed companies, SEC executives and experts from both the public and the private sectors to meet and exchange their views. We also took
, while fostering stronger international cooperation networks. The event welcomed over 150 participants, comprising both on-site and virtual participants, from AARG and FSSG member countries - namely
monitoring and coordinating with the business operators, we have found that they have implemented their BCP to manage possible impacts of COVID-19 and opened an alternative site or installed remote working
off-site trading order submissions. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile number at
-line” โดยบริษัทท่านสามารถเปิดดูแนวทางดังกล่าวจาก web siteของสำนักงาน (http://www.sec.or.th/) ภายใต้หัวข้อ “ธุรกิจหลักทรัพย์”
the site. IVL does not expect to make any additional cash contribution during the year 2020. The site will be adequately preserved during this period for seamless restart of construction. The project
through both on-site inspections and off-site monitoring to ensure that they comply with relevant regulations, measures, and business standards,” added Deputy Secretary-General.
, agencies, companies or related parties. When such fraudulent schemes are found, suggestions for deterrence actions to be taken include issuing investor warnings through the organization’s web site(s) and
in all categories. Initiated in September 2019, the single form will allow investors to fill in information only once when they open an account to invest in any product in the capital market, for