operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
the relevant notification. In this regard, Gulf Binance submitted 46 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from November 23, 2024 to April
relevant notification. In this regard, ORBIX TRADE submitted a report of the results of monitoring and inspecting trading conditions (Daily Report) of November 23, 2024 to the SEC office later than the
procedures stipulated in the relevant notification. In this regard, Z.COMEX submitted 41 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from November 23
relevant notification. In this regard, INVX submitted 42 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from November 23, 2024 to March 29, 2025 to the
Minister of Finance) shall propose that competent authorities governing financial institutions consider taking necessary actions. This new law was published in the Government Gazette on November 21, 2018
As a result of the current situation, business operators have to self-adjust in response to technological disruption, the changing environment, and investors’ changing behaviors in order to
from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body. Inevitably, supervision on auditor in Thai capital market must be developed in
written investment governance policy, (4) making informed investment decisions and monitoring investee companies regularly, (5) escalating monitoring of and engagement with the investee companies in case of
Competition Act B.E. 2542 (1999). Effective October 7, 2017, the new law improves governing measures for trade competition for greater clarity and efficiency, in particular with regard to operations of entities