implement effective information technology risk control measures on a continuing basis without imposing undue burdens. The SEC is therefore conducting this public hearing on the proposed revisions to the

must be within the scope agreed by the clients in advance, in order to expand the service scope of the business operators and meet the investors’ requirements in a more comprehensive and convenient

August 2016, and an eight-month suspension on {B}, effective from 18 August 2016.Investment consultants are strongly advised to render services strictly within the scope of their responsibility with

prescribed by the Federation of Accounting Professions under His Majesty The King?s Royal Patronage in line with International Financial Reporting Standards (IFRS) that will be effective this year. Besides

reporting such incidents to the SEC;            (4) To adjust the applicable scope for investment advisory business operators to ensure that they will be able to implement sufficient controls for managing

corporations depending on their inherent technology risk, which varies in terms of nature of business, organizational structure, business size and complexity of the utilized technology. In addition, the scope of

determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision;     2. Further clarifying the description in the notification by 1) determining that

of the proposed amendments are as follows: 1. Scope; 2. Effective Timeline; 3. The Disclosure of Greenhouse Gas (GHG) Emission and Limited Assurance; and  4. Transition ReliefsThe public consultation

for at least two years;  (4) To adjust the applicable scope of investment advisory business operators to ensure their implementation of sufficient controls over the management of IT-related risks

technology;  (2) Defining clear roles, responsibilities, and involvement of the board of directors, including the governance body, to ensure secure, effective, and efficient IT practices and usage in the