summarized as follows: 1) Requiring any issuers labeling their tokens as “sustainable ICO” to comply with relevant regulations; 2) Requiring any issuers offering a sustainability-themed token to disclose
) Board governance structure: Requiring DA operators – except DA advisors and the DA operators holding client assets at an amount less than 500 million baht and having less than 10,000 clients – to appoint
notifications to enhance clarity, as well as to include additional responsibilities for debt issuers to align with the principles outlined in other notifications. For example, requiring financial statements be
behavioral finance in issuing the regulations. For instance, the regulations governing investment consultants and investment planners making direct contact to the customers have been strengthened by requiring
requirements to cover both generic user accounts and high-privileged user accounts, and requiring business operators to manage IT incidents by conducting root cause analysis, maintaining incident records, and
the proposed amendment and the draft regulations. The proposed amendment is summarized as below: 1) the current regulation requiring DA operators to submit each advertisement piece and
, funding portals are responsible for disseminating such information and updating investors on any progress or resolutions; (2) Requiring debt securities issuers to report the initiation of a business
, funding portals are responsible for disseminating such information and updating investors on any developments; (2) Requiring CFD issuers to report entering the business rehabilitation process only
SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management
emerging market situations.SEC has proposed to revise the guideline on maintaining liquidity of fixed income funds in order to match their redemption and settlement policies by requiring fixed income funds