towards capital market development and updating various progresses in both regions. Topics on discussion include “Regulatory Alignment & Deference,” “The Use of Technology in Financial Services
ASEAN Secretariat. The meeting was held at the SEC Office Building on 23 August 2019.The meeting was set to focus on updating further progresses of ACMF Working Groups, with key topics on developing the
The proposed amendments are grouped into six key areas as follows: (1) Digital Capital Market Promotion: updating legal frameworks to fully support electronic processes in the capital market
regulations;(2) Updating the list of country and main index of the emerging market for the calculation of the position risk** of foreign stocks;(3) Revising the definition of Special Liabilities to include
approval granted for updating of the procedural guidelines of Association of Thai Securities Companies will enable more convenience and flexibility for investors in making their investment.”Currently SEC
audit. Accordingly, involvement of engagement partners and EQCRs must be elevated to attain high audit quality, coupled with updating audit manuals and audit programs according to the auditing and
increase or decrease of credit limit suitable for clients’ repayment ability, and updating clients’ information and reviewing each client’s credit limit at least once a year; (3) appointing a committee to
September 2024. The rectifications cover the followings: (1) Revising the account opening and KYC system, assessing the suitability of clients’ investments in digital assets, and reviewing and updating