a selling order for the securities in such account. It was found that prior to the transaction, {A} had learnt of the identity of the securities' beneficial owner who was not the account owner

filed in the name of Mr. Porameth Rungrongtanin and did not disclose that Mr. Sathit was the owner of ABC shares. SEC Act S.247 Settlement Committee Meeting No. 9/2018 Settlement Committee Order No

expenses 192.25 167.67 (24.59) (12.79%) Net profit 744.83 716.45 (28.38) (3.81%) Net profit attributable to owner of the parent 735.44 706.19 (29.25) (3.98%) Earnings per share (EPS) 0.44 0.42 (0.02) (3.98

rating agencies in response to the changing business environment and in line with the International Organization of Securities Commissions (IOSCO) standards.  The revision requires that locally-based CRAs

​ ​ Asset Management Businesses​ ​Credit Rating Businesses https://www.sec.or.th/EN/Pages/MarketData/InformationofIntermediaries.aspx English (United States) CreditRatingBusiness / Derivatives Businesses

บนัจดัอนัดบัความน่าเช่ือถือท่ีไดรั้บความเห็นชอบตามหมวดน้ี ตอ้งด าเนินการให้เป็นไปตามหลกัปฏิบติัในการประกอบธุรกิจการจดัอนัดบัความน่าเช่ือถือ (Code of Conduct Fundamentals for Credit Rating Agencies) ท่ีก า

provide securities trading service to the account owner or the written authorized person. The SEC and RHB OSK found that {ก} submitted a number of securities trading orders in several clients? trading

Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of

86.38 78.87 (7.51) (8.69%) 167.67 143.78 (23.89) (14.25%) Net profit 349.82 280.66 (69.17) (19.77%) 716.45 586.02 (130.43) (18.21%) Net profit attributable to owner of the parent 346.97 277.96 (69.01

(4.23) (4.89%) 254.11 225.99 (28.12) (11.07%) Net profit 290.60 303.51 12.91 4.44% 1,007.05 889.53 (117.53) (11.67%) Net profit attributable to owner of the parent 287.74 300.41 12.67 4.40% 998.63 881.03