in support of the campaign, “One of the SEC key strategic goals is to encourage people to save and invest in the capital market for their good financial health and long-term financial goals. We are of
institutional investors without requiring to assess the qualifications of the underlying clients for investor classification purposes*. This approach is based on the fact that private funds are managed by
(Thai/English), date of birth, citizenship, sex, marital status, father’s name/mother’s name, (former) titles, (former) surnames, name of spouse, etc. Contact information: Information for contact purposes
Objectives of the Supervision of Securities Clearing Houses and Central Securities Depositories Clause 2 A securities clearing and settlement system is a fundamental system which has connection to the
purposes of use of proceeds from IPO, which is not material and complies with the Notification of the Office of the Securities and Exchange Commission No. SorChor. 63/ 2561 Re: Change of Purposes of Use of
Establishment of Subsidiary, Classified as Type 2 Transaction (List 1). (Please refer to Enclosure 1.) 3. It was approved to change the purposes of use of proceeds from IPO, which is not material and complies
control system for goals and objectives achievement, compliance with applicable laws and regulations, safeguarding of the assets from frauds and damage, and preparing reliable accounts and reports. The
Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1 Objectives of the Supervision of Derivatives
sales and increased in number of registered vehicles for investment purposes. Exports during the first quarter of 2019 contracted 1.6% from the same period last year as a result of declining global demand
waiver from an event of default under the terms and conditions in the case where the bond issuer mortgages the company's assets to financial institutions for purposes not limited to securing loan