and the Negative List, which has been created for fund managers to screen listed companies for investment. This entire process demonstrates the commitment of AMCs and Thai ESG Funds. Investors can
(IMA) Control Environment 1. The organization demonstrates a commitment to integrity and ethical values. Questions Yes No 1.1 The board of directors and the management set up principles and guidelines
, which demonstrates the period of time and the reason for investment of the intermediary in the category of mutual fund management and the subsidiary companies, shall be prepared and submitted in
Executives with the authorized Directors or Executives of the issuer who issues underlying shares; (5) having such other shareholding or management structure which demonstrates that the (UNOFFICIAL TRANSLATION
Central Pattana Public Company Limited Management’s Discussion and Analysis (MD&A) Page 1 of 12 Executive Summary Growth in both revenue and net profit demonstrates the effectiveness of retail
information as additionally prescribed in this Notification in case where a person intending to make an offer for sale of units of foreign collective investment scheme demonstrates that such information has no
CRA should clearly indicate the attributes and limitations of each credit rating, and the extent to which the CRA verifies information provided to it by the rated entity, obligor, or originator, or the
) having a clear action plan which demonstrates determination for providing services of trading investment units in the long run; (6) having sufficient readiness for providing services and ensuring that