Notification of the Office of the Securities and Exchange Commission (Translation) PAGE (Translation) 3 Readers should be aware that only the original Thai text has legal force and this English

Notification of the Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and this English translation is strictly

Notification of the Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and this English translation is strictly

paragraph hereof, shall not be a person for whom the management company applies for an approval to act as a private fund manager under Clause 14 of the Notification of the Office of the Securities and

person for whom the management company applies for an approval to act as a private fund manager under Clause 14 of the Notification of the Office of the Securities and Exchange Commission No. KorNor. 16

person for whom the management company applies for an approval to act as a private fund manager under Clause 14 of the Notification of the Office of the Securities and Exchange Commission No. KorNor. 16

: Clause 1. In this Notification: “Custodian agent” means the person whom the custodian appoints to be its agent in performing the duties relating to custody the assets of private fund; “Office” means the

: Clause 1. In this Notification: “Custodian agent” means the person whom the custodian appoints to be its agent in performing the duties relating to custody the assets of private fund; “Office” means the

This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as

Some business operators wish to provide services of specific securities business, for example, brokerage,  dealing and underwriting of equity instruments or private fund management, but are unable to