designated to report various transactions and as an enforcement agency against predicate offenses in the capital market. For cases involving violations of the Securities and Exchange Act, including stock
. Concurrently, the SEC has reported these legal proceedings under the SEA to the Office of Anti-Money Laundering Office as a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), as amended. In
above with the DSI for further legal proceedings. In this regard, since the offenses relating to unfair securities and derivatives trading practices also constitute a predicate offense under the Anti
considered unfair trading practices in securities and derivatives, which are predicate offenses under the Anti-Money Laundering Act B.E. 2542 (1999) and its amendments.The filing of a criminal complaint is
, which is deemed a predicate offense under the amended Anti-money Laundering Act B.E. 2542 (1999). In any case, filing a criminal complaint commences the criminal justice administration process whereby
above.In this regard, his offenses are deemed market misconduct related to securities trading under the Securities Law, and may be deemed an asset misappropriation under the Penal Code which is a predicate
securities trading activities is a predicate offense pursuant to the Anti-money Laudering Act B.E. 2542 (1999). ___________________________________Remarks: * SEC News No
restriction /suspension of services, termination of services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money
services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money laundering legislations, or where the know-your-client
/suspension of services, termination of services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money laundering